COFA Update & Refresher - Sharpen Your Knowledge

Introduction

The role of the COFA comes with personal liability, so it is essential that individuals understand the rules and risks associated with the position.

This new virtual classroom seminar is ideal for those who would like a refresher on the regulatory obligations of the firm, individuals within the firm and the key role of the COFA.

It will also benefit anyone that supports the COFA in their role.

What You Will Learn

This live and interactive session will cover the following:

• The background and role of the COFA
• The SRA Standards and Regulations 2019
• COFA responsibilities, record keeping and reporting concerns
• Codes of Conduct - for firms and individuals
• Business management - Compliance and business systems
• Assessing risk practically - what should you be recording and why
• The key risks under the SRA Accounts Rules 2019
• Cooperation and accountability with the SRA
• The COFA role and how it impacts on the liability of the partners of the firm

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.