Anti-Money Laundering Compliance - Live Guidance for the Regulated Sector

Introduction

Since amendments to the Money Laundering Regulations 2017 entered into force at the start of 2020 key terms and obligations have been clarified affecting day-to-day compliance.

This virtual classroom seminar focuses on the main obligations under the Regulations and identifies important relevant guidance and clarifications.

It also provides some pointers on how to conduct CDD given the rise of remote working and lack of face to face contact with clients. It is directed at individuals and firms of all sizes in the regulated sector.

What You Will Learn

This live and interactive session will cover the following:

• The expansion of the regulated sector
• Customer Due Diligence and when is something ‘high risk’?
• When to report a discrepancy to Companies House
• COVID-19 and conducting CDD
• The AML enforcement landscape - recent cases
• Practical points to remember when reviewing your AML policy and procedures
• Highlights from the legal sector AML guidance published 20 January 2021

Quick Quiz - Test Your Knowledge: Money Laundering

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.